Summary of Shareholder Compensation | | Shareholder Comp |
General Ledger | | General Ledger |
Detail of Due to/from Related Parties | | Related Parties |
Summary of Other Significant Commitments | | Significant Commitments |
Investment Manager Agreement | | Management Agreement |
Summary of Significant Accounting Policies
& Procedures | | Accounting Policies |
Summary of Components of General &
Administrative Expenses | | Summary SG&A |
Summary of Planned Capital Expenditures | | Summary Planned Capital Expenses |
Organizational Documents | | Organizational Documents |
Organizational Diagram | | Org Chart |
Monthly Trial Balance Reports | N/A | |
Summary of Non-Recurring Items | N/A | |
Report of Sales & Gross Profit/Margin | N/A | |
Report of Sales by Product Category | N/A | |
Summary of Contra-Sales Account Activity | N/A | |
Point of Sales Activity for Significant
Customers | N/A | |
Product Inventory Levels Held by
Significant Customers | N/A | |
Summary of Components of Cost of Sales | N/A | |
Summary of Purchases from Top Vendors | N/A | |
Analysis of Transactions Between Company
& Management | N/A | |
List of Major Facility Expansions/
Equipment Repairs | N/A | |
Monthly Bank Statements | N/A | |
Cash/Bank Reconciliations | N/A | |
Detailed Accounts Receivables Aging | N/A | |
Summary of Rollforwards of Accounts
Receivables | N/A | |
Summary of Significant Past Due Accounts | N/A | |
Detailed Inventory Listing | N/A | |
Dates of Physical Inventories | N/A | |
Roll forward of the Reserve for Other
Reserved Inventory | N/A | |
Summary of Consignment Inventory/Unique
Arrangements | N/A | |
Schedule of Deposits, Prepaids & Other
Assets | N/A | |
Organizational Documents | N/A | |
Listing of Fixed Assets & Accumulated
Depreciation | N/A | |
Detailed Accounts Payable Aging | N/A | |
List of Accrual Balances | N/A | |
Detailed Accrued Commissions & Bonuses
Outstanding | N/A | |
Audited/Reviewed Financial Statements | N/A | |
Internal Monthly Financial Statements | N/A | |
Quarterly Financial Reports | N/A | |
Annual Audit Reports | N/A | |
Prior Registration Statements | N/A | |
Financial/Credit Rating Reports | N/A | |
Copy of Private Placement Form D | N/A – Filed with the SEC after 30 Days from first investment into fund. | |
Registration Status of Broker/Dealer | N/A | |
Duly Executed Purchase/Sale Agreement | N/A | |